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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2024-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bob Hurley Ford | Tulsa | OK | 06/2014 | 09/2016 |
| Roberts Auto Group | Pryor | OK | 10/2016 | 11/2017 |
| Professional Image | Tulsa | OK | 11/2017 | 10/2018 |
| Patriot Auto Group | Bartlesville | OK | 10/2018 | 02/2022 |
| Park Avenue Securities | Tulsa | OK | 04/2022 | Present |
| Guardian Life Insurance Company | Tulsa | OK | 08/2021 | Present |
1) Automotive Purchasing- acquire inventory for dealers and charge a fee per unit purchased, Start date: 11/15/2020, Address: 6379 N Twin creeks Dr. Owasso, Ok 74055, 15 total hours per month; 3 during securities trading hours, Non-investment related, More than 10% annual compensation, 2) JME Management LLC-Automotive Purchasing, Start date: 10/06/2020, Address: 6379 N Twin creeks Dr. Owasso, Ok 74055, 15 total hours per month; 3 during securities trading hours, Non-investment related, More than 10% annual compensation, 3) Fixed Insurance Outside of Guardian, Start date: 10/15/2022, Address: 4200 E Skelly Drive Ste. 530 Tulsa, Ok 74135, 1 total hours per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-18 |
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