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Mary Kennon

Ubs Financial Services Inc.

Walnut Creek, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-23
  • CA RA
    APPROVED
    Since 2022-02-23

Branch Locations

1255 Treat Blvd Suite 1000, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pequod's Pizza Chicago IL 09/2016 06/2018
Ogden Contract Interiors, Inc. San Francisco CA 06/2018 07/2021
Om3, Inc. San Francisco CA 11/2020 07/2021
Ubs Financial Services, Inc. Walnut Creek CA 09/2021 Present
  • 09/2016 → 06/2018
    Pequod's Pizza
    Chicago, IL
  • 06/2018 → 07/2021
    Ogden Contract Interiors, Inc.
    San Francisco, CA
  • 11/2020 → 07/2021
    Om3, Inc.
    San Francisco, CA
  • 09/2021 → Present
    Ubs Financial Services, Inc.
    Walnut Creek, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-22
  • S66 Uniform Combined State Law Examination
    2022-02-22

View on SEC IAPD

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Annie Claire Klopstock
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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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