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Ashleigh Case Briggs

Td Private Client Wealth LLC

Simsbury, CT

Hartford, CT

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-12-13
FL RA APPROVED 2023-11-16
CT RA APPROVED 2021-11-18
NY RA APPROVED 2021-11-17
  • MA RA
    APPROVED
    Since 2023-12-13
  • FL RA
    APPROVED
    Since 2023-11-16
  • CT RA
    APPROVED
    Since 2021-11-18
  • NY RA
    APPROVED
    Since 2021-11-17

Branch Locations

714 Hopmeadow Street, Simsbury, CT 06070 • United States

203 Trumbull Street, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Simsbury CT 02/2013 09/2021
Munson's Chocolates Simsbury CT 09/2007 02/2019
Td Bank N.A. Hartford CT 09/2021 Present
Td Private Client Wealth Llc Hartford CT 09/2021 Present
  • 02/2013 → 09/2021
    Td Bank N.A.
    Simsbury, CT
  • 09/2007 → 02/2019
    Munson's Chocolates
    Simsbury, CT
  • 09/2021 → Present
    Td Bank N.A.
    Hartford, CT
  • 09/2021 → Present
    Td Private Client Wealth Llc
    Hartford, CT
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-07-19
S65 Uniform Investment Adviser Law Examination 2021-11-17
  • S63 Uniform Securities Agent State Law Examination
    2025-07-19
  • S65 Uniform Investment Adviser Law Examination
    2021-11-17
Other Names
  • Ashleigh Casebriggs

View on SEC IAPD

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