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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-20
WA RA APPROVED 2024-08-06
  • TX RA
    APPROVED
    Since 2024-08-20
  • WA RA
    APPROVED
    Since 2024-08-06

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 02/2021 Present
Wells Fargo Seattle WA 02/2018 02/2021
Unemployed Panama City Beach WA 09/2016 02/2018
Surf Style Panama City Beach WA 05/2016 09/2016
Monkey Shack Panama City Beach WA 05/2016 09/2016
Gap Inc Seattle WA 08/2019 10/2019
Starbucks Coffee Company Seattle WA 03/2018 06/2018
  • 02/2021 → Present
    Seattle, WA
  • 02/2018 → 02/2021
    Wells Fargo
    Seattle, WA
  • 09/2016 → 02/2018
    Unemployed
    Panama City Beach, WA
  • 05/2016 → 09/2016
    Surf Style
    Panama City Beach, WA
  • 05/2016 → 09/2016
    Monkey Shack
    Panama City Beach, WA
  • 08/2019 → 10/2019
    Gap Inc
    Seattle, WA
  • 03/2018 → 06/2018
    Starbucks Coffee Company
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-05
  • S66 Uniform Combined State Law Examination
    2024-08-05
Other Names
  • Dana Nesterova Pesate

View on SEC IAPD

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