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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2022-07-06
  • VA RA
    APPROVED
    Since 2022-07-06

Branch Locations

11790 Sunrise Valley Dr Ste 200, Reston, VA 20191 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comscore Reston VA 05/2017 10/2021
Cbs Los Angeles CA 09/2008 05/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 11/2021 Present
Northwestern Mutual Investment Services Llc Mc Lean VA 01/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2022 Present
Phoenix Insurance Services, Llc Mclean VA 06/2025 Present
  • 05/2017 → 10/2021
    Comscore
    Reston, VA
  • 09/2008 → 05/2017
    Cbs
    Los Angeles, CA
  • 11/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2022 → Present
    Mc Lean, VA
  • 08/2022 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2025 → Present
    Phoenix Insurance Services, Llc
    Mclean, VA
Other Businesses

1. TREASURER, DARTMOUTH CLUB OF WASHINGTON DC, 732 OLD HUNT WAY, HERNDON, , VIRGINIA, 20170, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 08/02/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRACK CLUB FINANCES, MONITOR MEMBERSHIP/DONATIONS, QUARTERLY TREASURER REPORT AT BOARD MEETINGS, ANNUAL FINANCIAL REPORT TO COLLEGE, FILE TAXES, RENEW INSURANCE AND TAX EXEMPT STATUS 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
  • S66 Uniform Combined State Law Examination
    2022-07-01
Other Names
  • Max Flisi

View on SEC IAPD

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