Matthew Newman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-07-11
NY	RA	APPROVED	2025-07-10

FL RA
APPROVED

Since 2025-07-11
NY RA
APPROVED

Since 2025-07-10

Branch Locations

Dunkirk, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Equitable Advisors. Llc	New York	NY	09/2021	03/2022
Designer Pools	Dunkirk	NY	05/2018	11/2021
Instacart	Fredonia	NY	11/2020	05/2021
Diefenbach Water Systems	Silver Creek	NY	02/2021	05/2021
Crosby's	Dunkirk	NY	01/2021	03/2021
Cellular Sales	Frednia	NY	08/2020	11/2020
Domino's	Dunkirk	NY	09/2019	05/2020
University Of Rochester	Rochester	NY	08/2017	05/2019
Suny-Fredonia	Fredonia	NY	05/2019	05/2021
Forestville High School	Forestville	NY	08/2013	06/2017
Unemployed	Silver Creek	NY	06/2017	08/2017
Next Financial Group	Dunkirk	NY	03/2022	07/2025
Lpl Financial Llc	Dunkirk	NY	07/2025	Present

09/2021 → 03/2022

Equitable Advisors. Llc

New York, NY
05/2018 → 11/2021

Designer Pools

Dunkirk, NY
11/2020 → 05/2021

Instacart

Fredonia, NY
02/2021 → 05/2021

Diefenbach Water Systems

Silver Creek, NY
01/2021 → 03/2021

Crosby's

Dunkirk, NY
08/2020 → 11/2020

Cellular Sales

Frednia, NY
09/2019 → 05/2020

Domino's

Dunkirk, NY
08/2017 → 05/2019

University Of Rochester

Rochester, NY
05/2019 → 05/2021

Suny-Fredonia

Fredonia, NY
08/2013 → 06/2017

Forestville High School

Forestville, NY
06/2017 → 08/2017

Unemployed

Silver Creek, NY
03/2022 → 07/2025

Next Financial Group

Dunkirk, NY
07/2025 → Present

Lpl Financial Llc

Dunkirk, NY

Previous Registrations

2022-03-16 → 2025-07-10

Next Financial Group, Inc.

Dunkirk, NY
2021-12-08 → 2022-04-05

Equitable Advisors, Llc

Williamsville, NY

Other Businesses

1 - 07/2025 - PlanningWealth WNY - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 130 Hours During Trading - At reported business location(s). 2 - 07/2025 - PlanningWealth WNY - Non-Variable Insurance - Inv Related - 160 Hours/Month - 130 Hours During Trading - OBA Start Date: 01/01/2024.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-11-22

S66 Uniform Combined State Law Examination

2021-11-22

Other Names

Matt Newman
Matthew Newman
Matthew Keith Newman

View on SEC IAPD