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Brandon Anthony Seanez

Ubs Financial Services Inc.

Los Angeles, CA

Santa Cruz, CA

Los Gatos, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-11
  • CA RA
    APPROVED
    Since 2022-07-11

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Santa Cruz, CA • United States

750 University Avenue Suite 250, Los Gatos, CA 95032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Leal Vineyards Hollister CA 01/2014 09/2017
Original Joes Westlake Daly City CA 10/2017 03/2020
Unemployed Soquel CA 04/2020 09/2021
Ubs Financial Services Inc Pola Alto CA 10/2021 Present
  • 01/2014 → 09/2017
    Leal Vineyards
    Hollister, CA
  • 10/2017 → 03/2020
    Original Joes Westlake
    Daly City, CA
  • 04/2020 → 09/2021
    Unemployed
    Soquel, CA
  • 10/2021 → Present
    Ubs Financial Services Inc
    Pola Alto, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-09
  • S66 Uniform Combined State Law Examination
    2022-07-09

View on SEC IAPD

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