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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

4900 Ritter Road Suite 230, Mechanicsburg, PA 17055 • United States

2700 Kelly Road Suite 100D, Warrington, PA 18976 • United States

150 Corporate Center Drive Suite 105, Camp Hill, PA 17011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Services, Inc. Fort Worth TX 09/2021 06/2022
U.S. Army Carlisle PA 01/2017 05/2022
U.S. Army Fort Bragg NC 07/2008 12/2016
First Command Brokerage Services, Inc. Fort Worth TX 06/2022 07/2023
First Command Advisor Services, Inc. Fort Worth TX 06/2022 07/2023
First Command Insurance Services Fort Worth TX 06/2022 07/2023
Pruco Securities Llc Camp Hill PA 07/2023 11/2024
The Prudential Insurance Company Of America Camp Hill PA 08/2023 Present
Lpl Enterprise, Llc Camp Hill PA 11/2024 Present
  • 09/2021 → 06/2022
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 01/2017 → 05/2022
    U.S. Army
    Carlisle, PA
  • 07/2008 → 12/2016
    U.S. Army
    Fort Bragg, NC
  • 06/2022 → 07/2023
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 06/2022 → 07/2023
    First Command Advisor Services, Inc.
    Fort Worth, TX
  • 06/2022 → 07/2023
    First Command Insurance Services
    Fort Worth, TX
  • 07/2023 → 11/2024
    Camp Hill, PA
  • 08/2023 → Present
    The Prudential Insurance Company Of America
    Camp Hill, PA
  • 11/2024 → Present
    Camp Hill, PA
Previous Registrations
Other Businesses

1) 12/09/2024-Cruiseway Condo 1-Owner-Real Estate Rental-Inv related-At Ocean City, MD-Start date 07/15/2011-2hrs/mth 2) 03/24/2026-QuantFrontier Advisory Team-Financial Advisor-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 04/01/2026-240hrs/mth-240hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-17
  • S66 Uniform Combined State Law Examination
    2022-05-17
Other Names
  • Brad Foose

View on SEC IAPD

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