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Matthew Mark Duffey

Schwab Wealth Advisory, Inc.

Chicago, IL

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-07
IL RA APPROVED 2024-07-19
  • TX RA
    APPROVED
    Since 2026-05-07
  • IL RA
    APPROVED
    Since 2024-07-19

Branch Locations

100 S. Wacker Dr. Suite 220, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Chicago IL 09/2021 Present
Notre Dame Student Activities Organization Notre Dame IN 01/2019 05/2021
Alpine Hills Swim Club Mobile AL 06/2017 08/2018
University Of Notre Dame Notre Dame IN 08/2017 05/2021
Student Mobile AL 01/2012 06/2017
Unemployed Mobile AL 05/2021 09/2021
Charles Schwab Bank, Ssb Chicago IL 10/2022 07/2024
Schwab Wealth Advisory Inc Chicago IL 07/2024 Present
  • 09/2021 → Present
    Charles Schwab & Co., Inc.
    Chicago, IL
  • 01/2019 → 05/2021
    Notre Dame Student Activities Organization
    Notre Dame, IN
  • 06/2017 → 08/2018
    Alpine Hills Swim Club
    Mobile, AL
  • 08/2017 → 05/2021
    University Of Notre Dame
    Notre Dame, IN
  • 01/2012 → 06/2017
    Student
    Mobile, AL
  • 05/2021 → 09/2021
    Unemployed
    Mobile, AL
  • 10/2022 → 07/2024
    Charles Schwab Bank, Ssb
    Chicago, IL
  • 07/2024 → Present
    Schwab Wealth Advisory Inc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-25
  • S66 Uniform Combined State Law Examination
    2022-03-25
Designations
Other Names
  • Matthew Duffey

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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