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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-04-20
NJ RA APPROVED 2008-09-19
  • TX RA
    APPROVED_RES
    Since 2016-04-20
  • NJ RA
    APPROVED
    Since 2008-09-19

Branch Locations

1200 Howard Blvd, Mount Laurel, NJ 08054 • United States

Audubon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Marlton NJ 06/2008 Present
Bank Of America, N.A. Mount Laurel NJ 12/2009 Present
Other Businesses

I*30218 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: HADDON FIRE CO. NO. 1 INVESTMENT RELATED: N ADDRESS OF BUSINESS: 15 HADDON AVE, HADDONFIELD, NEW JERSEY 8033 NATURE OF BUSINESS: OTHER,DRIVER/MEMBER OF FIRE DEPARTMENT POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 3/24/2009 NUMBER OF HOURS DEVOTED: 200 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: OTHER TO SAVE LIVES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-16
  • S66 Uniform Combined State Law Examination
    2008-09-16
Other Names
  • Joseph K Ii Dunn
  • Joseph K Dunn
  • Joseph K. Dunn Ii

View on SEC IAPD

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