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San Diego, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mccarthy Mro, Inc. | San Diego | CA | 06/2007 | Present |
Description of Business: Sales & Marketing (Manufacturer's Representative) - business is not investment-related. Name and Address: McCarthy MRO, Inc. 5355 El Noche Way San Diego, CA 92124 Nature of Business: Sales & Marketing (manufacturer's representative). Business is NOT investment-related. Title: President Start date: 06/2007 Hours devoted to other business: 80 hours per month Hours devoted to other business during trading hours: 80 hours per month Duties: provide sales & marketing for manufacturer's & distributors of MRO-related product (Maintenance, Repair & Operations).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-09-03 |
| S65 | Uniform Investment Adviser Law Examination | 2021-08-13 |
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