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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-08-17 |
| TX | RA | APPROVED | 2023-08-16 |
Branch Locations
25 Deforest Avenue Floor 3, Summit, NJ 07901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ucsb Family Vacation Center | Isla Vista | CA | 06/2019 | 08/2019 |
| Ucsb Graduate Division | Isla Vista | CA | 01/2020 | 12/2020 |
| Alliancebernstein | San Francisco | CA | 06/2020 | 08/2020 |
| University Of Pittsburgh | Pittsburgh | PA | 02/2021 | 05/2021 |
| Alliancebernstein | San Francisco | CA | 06/2021 | 01/2022 |
| Hunterdon County | Flemington | NJ | 09/2005 | 08/2017 |
| Torrey Pines | San Diego | CA | 08/2017 | 06/2018 |
| Ucsb | Santa Barbara | CA | 06/2018 | 12/2020 |
| Raymond James Financial Services, Inc | Latham | NY | 02/2022 | 06/2023 |
| The Kelton Financial Group | Latham | NY | 02/2022 | 06/2023 |
| Raymond James Financial Services Advisors, Inc. | Latham | NY | 08/2022 | 06/2023 |
| Jpmorgan Chase Bank, Na | Summit | NJ | 07/2023 | Present |
| Jpmorgan Securities Llc | Summit | NJ | 07/2023 | Present |
| Upmc | Pittsburgh | PA | 01/2021 | 02/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-23 |
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