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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-09-15 |
Branch Locations
1850 Mt Diablo Blvd Suite 100, Walnut Creek, CA 94596 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Alameda | CA | 09/2013 | 04/2017 |
| Ameriprise Financial Services, Inc. | Pleasanto | CA | 05/2017 | 07/2019 |
| Cetera Advisor Networks | El Segundo | CA | 07/2019 | 09/2021 |
| Walnut Creek Wealth Management | Walnut Creek | CA | 07/2019 | 09/2021 |
| Lpl Financial, Llc | Walnut Creek | CA | 09/2021 | 06/2025 |
| Wealth Enhancement Group | Walnut Creek | CA | 09/2021 | Present |
| Wealth Enhancement Advisory Services, Llc | Walnut Creek | CA | 09/2021 | Present |
| Wealth Enhancement Brokerage Services | Walnut Creek | CA | 09/2021 | Present |
1) 9/23/2021 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - REGISTERED ADMIN. - Started 9/14/2021 - 168 Hours Per Month/50 Hours During Securities Trading - Time Spent 50% - I provide administrative support to WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 168 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-21 |
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