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Matthew Liam Moran

LPl Financial LLC

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-04
IL RA APPROVED 2025-01-23
  • TX RA
    APPROVED
    Since 2025-02-04
  • IL RA
    APPROVED
    Since 2025-01-23

Branch Locations

231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wintrust Investments Chicago IL 09/2021 01/2025
University Of Missouri - Advancement Office Columbia MO 11/2018 09/2021
University Of Missouri - Advancement Office Columbia MO 08/2016 11/2018
Lpl Financial Llc Chicago IL 01/2025 Present
  • 09/2021 → 01/2025
    Wintrust Investments
    Chicago, IL
  • 11/2018 → 09/2021
    University Of Missouri - Advancement Office
    Columbia, MO
  • 08/2016 → 11/2018
    University Of Missouri - Advancement Office
    Columbia, MO
  • 01/2025 → Present
    Lpl Financial Llc
    Chicago, IL
Previous Registrations
  • 2023-02-24 → 2025-01-23
    Wintrust Investments Llc
    Chicago, IL
    Chicago, IL
Other Businesses

1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 200 Hours Per Month- 200 Hours Per Month During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-21
  • S66 Uniform Combined State Law Examination
    2022-11-21
Designations
Other Names
  • Matthew Moran

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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