Michael Nguyen

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-18
CA	RA	APPROVED	2022-01-31

TX RA
APPROVED_RES

Since 2026-05-18
CA RA
APPROVED

Since 2022-01-31

Branch Locations

3701 E Foothill Blvd, Pasadena, CA 91107 • United States

100 N Citrus St, West Covina, CA 91791 • United States

121 S Hacienda Blvd, City Of Industry, CA 91745 • United States

2322 S Azusa Ave, West Covina, CA 91792 • United States

350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States

17799 E Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	West Covina	CA	09/2021	Present
Wells Fargo Bank, Na	West Covina	CA	02/2008	Present

09/2021 → Present

Wells Fargo Clearing Services, Llc

West Covina, CA
02/2008 → Present

Wells Fargo Bank, Na

West Covina, CA

Other Businesses

RENTAL PROPERTY, INV RELATED, WEST COVINA, CA, 100% OWNERSHIP WITH SPOUSE, START 1/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. MNGUY PHOTOGRAPHY INC., NOT INV RELATED, POMONA, CA, 100% OWNERSHIP WITH SPOUSE, START 1/1/2017, 10 HOURS PER MONTH, ZERO HOURS DURING TRADING, PHOTOGRAPHER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-31

S66 Uniform Combined State Law Examination

2022-01-31