Lucky V Nguyen

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-14
CA	RA	APPROVED	2022-12-07

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Trilogy Capital	Huntington Beach	CA	09/2021	10/2022
Trilogy Financial	San Diego	CA	09/2021	10/2022
Oliver Peoples	Boston	MA	01/2020	03/2021
Bentley University	Boston	MA	09/2017	05/2021
Unemployed Minor	Springfield	MA	09/2011	09/2017
Unemployed	Boston	MA	06/2021	09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	San Diego	CA	10/2022	Present
Ponce's Mexican Restaurant	San Diego	CA	04/2022	06/2022
Abercrombie & Fitch	Boston	MA	10/2019	03/2020
99 Restaurant	Springfield	MA	06/2018	08/2018
Bank Of America N.A.	San Diego	CA	12/2022	Present

09/2021 → 10/2022

Trilogy Capital

Huntington Beach, CA
09/2021 → 10/2022

Trilogy Financial

San Diego, CA
01/2020 → 03/2021

Oliver Peoples

Boston, MA
09/2017 → 05/2021

Bentley University

Boston, MA
09/2011 → 09/2017

Unemployed Minor

Springfield, MA
06/2021 → 09/2021

Unemployed

Boston, MA
10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Diego, CA
04/2022 → 06/2022

Ponce's Mexican Restaurant

San Diego, CA
10/2019 → 03/2020

Abercrombie & Fitch

Boston, MA
06/2018 → 08/2018

99 Restaurant

Springfield, MA
12/2022 → Present

Bank Of America N.A.

San Diego, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-20
S65	Uniform Investment Adviser Law Examination	2021-11-03

Other Firms