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Reagan Marie Rosalez

Cetera Investment Advisers LLC

Scottsdale, AZ

Avantax Planning Partners, Inc.

Dubuque, IA

Scottsdale, AZ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-09-27
  • AZ RA
    APPROVED
    Since 2024-09-27

Branch Locations

Scottsdale, AZ • United States

Avantax Planning Partners, Inc.

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-05-10
IA RA APPROVED 2023-06-09
  • AZ RA
    APPROVED
    Since 2024-05-10
  • IA RA
    APPROVED
    Since 2023-06-09

Branch Locations

210 Jones St Ste. 104, Dubuque, IA 52001 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Planning Partners Dubuque IA 02/2023 Present
Round Two Peosta IA 09/2022 02/2023
The Cove Bar & Grill Apple River IL 05/2022 09/2022
Crawford And Company Milan 01/2022 05/2022
University Of Iowa Iowa City IA 08/2017 12/2021
Western Dubuque High School Epworth IA 08/2013 05/2017
Coconut Cove Hazel Green WI 06/2018 09/2018
North Dodge Athletic Club Iowa City IA 09/2018 03/2020
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Avantax Investment Services Dubuque IA 02/2023 09/2025
Cetera Investment Advisers Llc Schaumburg IL 08/2024 Present
  • 02/2023 → Present
    Avantax Planning Partners
    Dubuque, IA
  • 09/2022 → 02/2023
    Round Two
    Peosta, IA
  • 05/2022 → 09/2022
    The Cove Bar & Grill
    Apple River, IL
  • 01/2022 → 05/2022
    Crawford And Company
    Milan
  • 08/2017 → 12/2021
    University Of Iowa
    Iowa City, IA
  • 08/2013 → 05/2017
    Western Dubuque High School
    Epworth, IA
  • 06/2018 → 09/2018
    Coconut Cove
    Hazel Green, WI
  • 09/2018 → 03/2020
    North Dodge Athletic Club
    Iowa City, IA
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 02/2023 → 09/2025
    Avantax Investment Services
    Dubuque, IA
  • 08/2024 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-08
  • S65 Uniform Investment Adviser Law Examination
    2023-06-08

View on SEC IAPD

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