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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-02-22 |
Branch Locations
2049 Century Park E, Los Angeles, CA 90067 • United States
101 S Rodeo Dr, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 06/2011 | Present |
| Bank Of America, Na | Pasadena | CA | 10/2021 | Present |
Entity Type: Rental Property Name of the other business: B. H. and M. H. Investment-related: No Address: Pasadena, California, 91103, Your position: Owner Start date of your relationship: 10/1/2020 Approximate number of hours/month you devote to the other business: 2 hours mthly Number of hours you devote to the other business during securities trading hours: 0 Duties relating to the other business: rental income I*: 2969286 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Yucaipa, CA 92399 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 10/01/2025 Number of Hours: 1 hr annually Number of Hours during trading: 0 Duties: Co-owner of rental property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-18 |
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