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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-09-22
  • OH RA
    APPROVED
    Since 2025-09-22

Branch Locations

600 Superior Ave E. - 27Th Floor, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Cleveland OH 07/2021 Present
St. Albert The Great School North Royalton OH 09/2018 05/2021
Homemaker Menomonee Falls WI 02/2011 07/2021
  • 07/2021 → Present
    Ubs Financial Services
    Cleveland, OH
  • 09/2018 → 05/2021
    St. Albert The Great School
    North Royalton, OH
  • 02/2011 → 07/2021
    Homemaker
    Menomonee Falls, WI
Other Businesses

1. St. Albert the Great SchoolSchool, K-8, Will supervise children during recess and help in the lunchroon, start date-10/1/2021, North Royalton Ohio United States-44133 2. G.T. Family Irrevocable Trust, holds the title of parents house, holds annuities and life insurance policies for parents, I have not preformed any activities on this account except for the signing of the new account paperwork. But , if my brother is unavailable and parents/grantors need action taken, I am approved, start date-1/1/2018, N. SyracuseNew York United States-13212.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-22
  • S66 Uniform Combined State Law Examination
    2025-09-22
Other Names
  • Katrina Goetlel
  • Katrina Marie Goettel

View on SEC IAPD

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