Best Investors Account Sign in

David Samuel Tucker

Rbc Capital Markets, LLC

Walnut Creek, CA

Walnut Creek, CA

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-17
CA RA APPROVED 2025-02-13
  • TX RA
    APPROVED
    Since 2025-03-17
  • CA RA
    APPROVED
    Since 2025-02-13

Branch Locations

1331 North California Blvd. Suite 650, Walnut Creek, CA 94596 • United States

Walnut Creek, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Walnut Creek CA 12/2023 Present
Point O' Woods Fire Island NY 06/2014 07/2019
University Of Oregon Eugene OR 10/2019 06/2023
Unemployed Eugene OR 07/2023 11/2023
City National Bank Walnut Creek CA 04/2025 Present
  • 12/2023 → Present
    Rbc Capital Markets, Llc
    Walnut Creek, CA
  • 06/2014 → 07/2019
    Point O' Woods
    Fire Island, NY
  • 10/2019 → 06/2023
    University Of Oregon
    Eugene, OR
  • 07/2023 → 11/2023
    Unemployed
    Eugene, OR
  • 04/2025 → Present
    City National Bank
    Walnut Creek, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-12
S63 Uniform Securities Agent State Law Examination 2025-01-13
  • S65 Uniform Investment Adviser Law Examination
    2025-02-12
  • S63 Uniform Securities Agent State Law Examination
    2025-01-13
Other Names
  • David Samuel Tucker

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor