Chia-hsin J Chen

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-03-12
CA	RA	APPROVED	2007-02-16

TX RA
APPROVED_RES

Since 2009-03-12
CA RA
APPROVED

Since 2007-02-16

Branch Locations

100 Spectrum Center Dr, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newport Beach	CA	02/2007	Present
Bank Of America,N.A.	Irvine	CA	06/2011	Present

02/2007 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA
06/2011 → Present

Bank Of America,N.A.

Irvine, CA

Previous Registrations

2005-06-20 → 2007-02-21

Morgan Stanley Dw Inc.

Cupertino, CA

Cupertino, CA

Other Businesses

I*4510276 Entity Type: Entity For Profit Name of OBA: JECALI LLC Address: SACRAMENTO, California, 95825 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/01/2026 Number of Hours: 5, Monthly Number of Hours during trading: 0, Monthly Duties: TRANSPORT SHUTTLE BUSINESS INVESTOR OWNER

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-17

S66 Uniform Combined State Law Examination

2005-06-17

Other Names

Jess Chen
Chia-Hsin Chen
Chia-Hsin Jess Chen

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