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Thomas Collins Higgins

J.P. Morgan Securities LLC

San Francisco, CA

San Francisco, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-14
CA RA APPROVED 2023-08-30
  • TX RA
    APPROVED
    Since 2024-08-14
  • CA RA
    APPROVED
    Since 2023-08-30

Branch Locations

1699 Van Ness Ave , San Francisco, CA 94109 • United States

111 Pine St, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. San Francisco CA 08/2021 Present
J.P. Morgan Securities Llc San Francisco CA 08/2021 Present
Loards Ice Cream And Candy Moraga CA 05/2015 05/2020
Seltzer Shelter Tempe AZ 08/2019 05/2021
Unemployed Moraga CA 06/2021 07/2021
  • 08/2021 → Present
    Jpmorgan Chase Bank, N.A.
    San Francisco, CA
  • 08/2021 → Present
    J.P. Morgan Securities Llc
    San Francisco, CA
  • 05/2015 → 05/2020
    Loards Ice Cream And Candy
    Moraga, CA
  • 08/2019 → 05/2021
    Seltzer Shelter
    Tempe, AZ
  • 06/2021 → 07/2021
    Unemployed
    Moraga, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-30
S63 Uniform Securities Agent State Law Examination 2021-11-05
  • S66 Uniform Combined State Law Examination
    2023-08-30
  • S63 Uniform Securities Agent State Law Examination
    2021-11-05
Other Names
  • Thomas Higgins

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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