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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-30
NY RA APPROVED 2025-05-14
  • TX RA
    APPROVED
    Since 2025-05-30
  • NY RA
    APPROVED
    Since 2025-05-14

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

360 Hamilton Ave, White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated White Plains NY 09/2021 Present
The Trayner Group Ltd Rye Brook NY 02/2021 09/2021
Tommie Copper Mount Kisco NY 09/2020 12/2020
Campus Auxiliary Services - Suny New Paltz New Paltz NY 05/2018 09/2020
Manhattanville College Purchase NY 09/2016 05/2020
Speedway Poughkeepsie NY 07/2016 05/2019
  • 09/2021 → Present
    White Plains, NY
  • 02/2021 → 09/2021
    The Trayner Group Ltd
    Rye Brook, NY
  • 09/2020 → 12/2020
    Tommie Copper
    Mount Kisco, NY
  • 05/2018 → 09/2020
    Campus Auxiliary Services - Suny New Paltz
    New Paltz, NY
  • 09/2016 → 05/2020
    Manhattanville College
    Purchase, NY
  • 07/2016 → 05/2019
    Speedway
    Poughkeepsie, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-14
  • S66 Uniform Combined State Law Examination
    2025-05-14

View on SEC IAPD

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