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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-30 |
| NY | RA | APPROVED | 2025-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 09/2021 | Present |
| The Trayner Group Ltd | Rye Brook | NY | 02/2021 | 09/2021 |
| Tommie Copper | Mount Kisco | NY | 09/2020 | 12/2020 |
| Campus Auxiliary Services - Suny New Paltz | New Paltz | NY | 05/2018 | 09/2020 |
| Manhattanville College | Purchase | NY | 09/2016 | 05/2020 |
| Speedway | Poughkeepsie | NY | 07/2016 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-14 |
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