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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-08 |
| GA | RA | APPROVED | 2023-10-20 |
Branch Locations
5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Atlanta | GA | 10/2021 | Present |
| Bank Of America | New York | NY | 10/2017 | 10/2021 |
| Huntington National Bank | Strongsville | OH | 10/2016 | 08/2017 |
| Nestle | Solon | OH | 07/2015 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2023-09-18 |
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