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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-31
NJ RA APPROVED 2023-01-13
  • TX RA
    APPROVED
    Since 2023-01-31
  • NJ RA
    APPROVED
    Since 2023-01-13

Branch Locations

1 Deforest Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Basking Ridge NJ 08/2021 09/2021
Adt Totowa NJ 10/2019 08/2021
Comcast Beaverton OR 09/2016 09/2019
Godfathers Pizza Aloha OR 08/2015 09/2016
Massmutual Life Insurance Company Fairfield NJ 09/2021 11/2022
Mml Investors Services Llc Fairfield NJ 10/2021 11/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Morristown NJ 12/2022 Present
Western Governos University Salt Lake City UT 08/2019 10/2019
Bank Of America, N.A. Morristown NJ 01/2023 Present
  • 08/2021 → 09/2021
    Pruco Securities Llc
    Basking Ridge, NJ
  • 10/2019 → 08/2021
    Adt
    Totowa, NJ
  • 09/2016 → 09/2019
    Comcast
    Beaverton, OR
  • 08/2015 → 09/2016
    Godfathers Pizza
    Aloha, OR
  • 09/2021 → 11/2022
    Massmutual Life Insurance Company
    Fairfield, NJ
  • 10/2021 → 11/2022
    Fairfield, NJ
  • 12/2022 → Present
    Morristown, NJ
  • 08/2019 → 10/2019
    Western Governos University
    Salt Lake City, UT
  • 01/2023 → Present
    Bank Of America, N.A.
    Morristown, NJ
Previous Registrations
Other Businesses

I*2966272, Entity Type: , Name of OBA: Summit/New Providence Rotary Club, Address: Summit, New Jersey, 07901, Investment Related: N, Position, Title, Association: Director, Employee State Date: 09/22/2025, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Coordinating programs with representatives mostly from not-for-profit organizations to come and speak to the Rotary Club about what they do and share volunteer service opportunities with us. I manage our programming schedule with a spreadsheet and correspond with potential speakers to arrange for their speaking at our biweekly meetings. Service - Rotary is an organization of business and professional leaders united worldwide who provide humanitarian service, encourage high ethical standards in all vocations, and try to build goodwill and peace in the world. Rotary club membership represents a cross-section of the community's business and professional men and women. The world's Rotary clubs meet weekly or biweekly and are nonpolitical, nonreligious, and open to all. Rotary membership provides the opportunity to become connected to your community, work with others in addressing community needs, interact with other professionals in your community, assist with Rotary International's humanitarian service efforts, establish contacts with an international network of professionals, and develop leadership skills. Locally, the Summit/New Providence Club has been involved with community projects dating back to the Club¿s founding on October 22, 1922.I*3297292Entity Type: Entity GovernmentalName of OBA: Madison Pool Ad Hoc CommitteeAddress: Madison, New Jersey, 7940Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 01/01/2026Number of Hours: 4, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Preserving the Madison Community Pool, after it was bought out by the town and until it is purchased by another not-for-profit organization. Working with a committee to address summer programming, marketing, and other operational issues. I*5495270 Entity Type: Entity Charitable Name of OBA: Edwards Estate & Elder Law Charitable Fund, Inc. Address: Watchung, New Jersey, 07069 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Supporting children, the disabled, and the elderly. Providing general charitable education.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-19
  • S66 Uniform Combined State Law Examination
    2021-11-19
Other Names
  • Steven Pierre Laferriere
  • Steven Pierre Laferriere

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