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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-31 |
| NJ | RA | APPROVED | 2023-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Basking Ridge | NJ | 08/2021 | 09/2021 |
| Adt | Totowa | NJ | 10/2019 | 08/2021 |
| Comcast | Beaverton | OR | 09/2016 | 09/2019 |
| Godfathers Pizza | Aloha | OR | 08/2015 | 09/2016 |
| Massmutual Life Insurance Company | Fairfield | NJ | 09/2021 | 11/2022 |
| Mml Investors Services Llc | Fairfield | NJ | 10/2021 | 11/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Morristown | NJ | 12/2022 | Present |
| Western Governos University | Salt Lake City | UT | 08/2019 | 10/2019 |
| Bank Of America, N.A. | Morristown | NJ | 01/2023 | Present |
I*2966272, Entity Type: , Name of OBA: Summit/New Providence Rotary Club, Address: Summit, New Jersey, 07901, Investment Related: N, Position, Title, Association: Director, Employee State Date: 09/22/2025, No Hours: 2 Monthly, No Hours during Trading: 2 Monthly, Duties: Coordinating programs with representatives mostly from not-for-profit organizations to come and speak to the Rotary Club about what they do and share volunteer service opportunities with us. I manage our programming schedule with a spreadsheet and correspond with potential speakers to arrange for their speaking at our biweekly meetings. Service - Rotary is an organization of business and professional leaders united worldwide who provide humanitarian service, encourage high ethical standards in all vocations, and try to build goodwill and peace in the world. Rotary club membership represents a cross-section of the community's business and professional men and women. The world's Rotary clubs meet weekly or biweekly and are nonpolitical, nonreligious, and open to all. Rotary membership provides the opportunity to become connected to your community, work with others in addressing community needs, interact with other professionals in your community, assist with Rotary International's humanitarian service efforts, establish contacts with an international network of professionals, and develop leadership skills. Locally, the Summit/New Providence Club has been involved with community projects dating back to the Club¿s founding on October 22, 1922.I*3297292Entity Type: Entity GovernmentalName of OBA: Madison Pool Ad Hoc CommitteeAddress: Madison, New Jersey, 7940Investment Related: NoPosition, Title, Association: CommitteeEmployee Start Date: 01/01/2026Number of Hours: 4, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Preserving the Madison Community Pool, after it was bought out by the town and until it is purchased by another not-for-profit organization. Working with a committee to address summer programming, marketing, and other operational issues. I*5495270 Entity Type: Entity Charitable Name of OBA: Edwards Estate & Elder Law Charitable Fund, Inc. Address: Watchung, New Jersey, 07069 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/01/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Supporting children, the disabled, and the elderly. Providing general charitable education.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-19 |
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