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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-12-18
  • KY RA
    APPROVED
    Since 2021-12-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
N/A- No Previous Job History Louisville KY 09/2010 09/2021
University Of Kentucky Lexington KY 08/2016 05/2021
Robert W. Baird & Co. Incorporated Louisville KY 09/2021 Present
  • 09/2010 → 09/2021
    N/A- No Previous Job History
    Louisville, KY
  • 08/2016 → 05/2021
    University Of Kentucky
    Lexington, KY
  • 09/2021 → Present
    Louisville, KY
Other Businesses

Saint Xavier High School non investment related 1609 Poplar Level Road Louisville, KY, 40217 Assistant Golf coach 07/29/21 I help coach on Saturdays, and occasionally once during the week (about 7-8 hours a week) None of those hours occur during trading hours I will drive the team to events, coach them during tournaments, and help with qualifying during the week.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17

View on SEC IAPD

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