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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-18 |
| CA | RA | APPROVED | 2023-09-28 |
Branch Locations
444 S. Flower Street Suite 4200, Los Angeles, CA 90071 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rutgers University | New Brunswick | NJ | 09/2018 | 05/2020 |
| Lpl Financial Llc | East Brunswick | NJ | 10/2021 | 09/2023 |
| Unemployed | Bridgewater | NJ | 09/2016 | 09/2018 |
| Unemployed | Bridgewater | NJ | 06/2020 | 10/2021 |
| Mml Investors Services, Llc | Los Angeles | CA | 09/2023 | Present |
| Massmutual Life Insurance Company | Los Angeles | CA | 09/2023 | Present |
| Lenox Advisors | Los Angeles | CA | 09/2023 | Present |
Name: Swastik Sanjay Deshpande/Lenox Advisors, Inc., Inv Rel: Y, Add: 444 S. Flower St., Suite 4200, Los Angeles, CA 90071, Nature: Outside insurance Sales, Position: Insurance Broker, Start Date: 09/25/2023, No. Hr/Mo: 10, No. Hr/Mo During Sec Trading: 5, Duties: Life, Disability, Long-term Care, Fixed Annuities, Health
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-17 |
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