Brian Michael Lipsett

Current Employers

Aegis Wealth Management, Inc.

317 State Street, Guthrie Center, IA 50115 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2021-09-02

CO RA
APPROVED

Since 2021-09-02

Branch Locations

Denver, CO • United States

317 State Street, Guthrie Center, IA 50115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aegis Wealth Management, Inc.	Guthrie Center	IA	09/2021	Present
Oakway Financial Llc	Denver	CO	01/2019	Present
Western Insurance Network	Denver	CO	09/2012	01/2019

09/2021 → Present

Aegis Wealth Management, Inc.

Guthrie Center, IA
01/2019 → Present

Oakway Financial Llc

Denver, CO
09/2012 → 01/2019

Western Insurance Network

Denver, CO

Other Businesses

1.) Oakway Financial LLC, Investment Related, Denver, CO,President/Founder/Insurance Agent, Active Lines of Authority in Life/Annuity and Health/Accident, Start Date 07/2009, approximately 144 hours/month to devote to the other with all hours devoted during securities trading hours

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-09

S65 Uniform Investment Adviser Law Examination

2021-08-09