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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-25 |
| PA | RA | APPROVED | 2023-09-12 |
Branch Locations
1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States
Downingtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 09/2021 | 09/2023 |
| St Jude Of The Lake Parish | Mahtomedi | MN | 07/2020 | 09/2021 |
| Net Ministries | West Saint Paul | MN | 08/2017 | 06/2020 |
| Catholic Heart Workcamp | Orlando | FL | 05/2017 | 07/2017 |
| Seminole County Public Schools | Oviedo | FL | 08/2016 | 05/2017 |
| Publix Supermarkets | Oviedo | FL | 11/2012 | 05/2017 |
| Equitable Advisors, Llc | New York | NY | 09/2023 | Present |
1) STREAM MUSIC,CD BABY, 13913 NE AIRPORT WAY PORTLAND OR 97230, SONGWRITTER, DUTIES: ONLY USES PLATFORM TO RELEASE MUSIC, START DATE: 1/1/11, 0 HRS PER MO, NOT INVESTMENT RELATED; 2) CHRISTIAN PUBLIC SPEAKER, 334 HILLTOP DR APT C KING OF PRUSSIA PA 19406, DUTIES: SPEAKING AT DIFFERENT PARISHES AND CHRISTIAN RETREATS RELIGIOUS TOPICS, START DATE: 11/7/23, 3 HRS PER MO, NOT INVESTMENT RELATED; 3) SAINT JOHN VIANNEY CENTER 151 WOODBINE RD, DOWNINGTOWN, PA 19335, VOLUNTEER, START DATE: 3/13/25, 1 HR PER MO, NOT INVESTMENT RELATED;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-12-01 |
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