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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-02
SC RA APPROVED 2026-07-02
  • NC RA
    APPROVED
    Since 2026-07-02
  • SC RA
    APPROVED
    Since 2026-07-02

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Coda Financial Group Honolulu HI 09/2021 10/2023
Daniels Apex NC 01/2021 08/2021
Dan Ryan Builders Morrisville NC 05/2019 08/2019
Greensboro Country Club Greensboro NC 09/2018 04/2019
Unemployed Cary NC 09/2019 01/2021
B Good Morrisville NC 05/2017 06/2018
Unemployed Cary NC 01/2012 04/2017
Sagepoint Financial Inc Honolulu HI 11/2022 10/2023
Target Morrsiville NC 10/2023 07/2024
Lpl Financial Llc Fort Mill SC 07/2024 Present
  • 09/2021 → 10/2023
    Coda Financial Group
    Honolulu, HI
  • 01/2021 → 08/2021
    Daniels
    Apex, NC
  • 05/2019 → 08/2019
    Dan Ryan Builders
    Morrisville, NC
  • 09/2018 → 04/2019
    Greensboro Country Club
    Greensboro, NC
  • 09/2019 → 01/2021
    Unemployed
    Cary, NC
  • 05/2017 → 06/2018
    B Good
    Morrisville, NC
  • 01/2012 → 04/2017
    Unemployed
    Cary, NC
  • 11/2022 → 10/2023
    Sagepoint Financial Inc
    Honolulu, HI
  • 10/2023 → 07/2024
    Target
    Morrsiville, NC
  • 07/2024 → Present
    Fort Mill, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-02
  • S66 Uniform Combined State Law Examination
    2026-07-02
Other Names
  • Carter Knight

View on SEC IAPD

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