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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-05-29
TX RA APPROVED 2022-06-28
  • NC RA
    APPROVED
    Since 2026-05-29
  • TX RA
    APPROVED
    Since 2022-06-28

Branch Locations

Youngsville, NC • United States

4242 Six Forks Rd Ci Business Controls, Raleigh, NC 27609 • United States

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2021 Present
Troy Container Line Red Bank NJ 01/2016 08/2021
Bank Of America N.A. Pennington NJ 11/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-23
  • S66 Uniform Combined State Law Examination
    2022-05-23

View on SEC IAPD

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