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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-29
MD RA APPROVED 2022-07-28
  • TX RA
    APPROVED_RES
    Since 2022-09-29
  • MD RA
    APPROVED
    Since 2022-07-28

Branch Locations

711 West 40Th Street, Baltimore, MD 21211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbia MD 08/2021 Present
Fair Collections And Outsourcing Beltsville MD 01/2021 08/2021
Unemployed Baltimore MD 06/2020 01/2021
Mariner Finance Baltimore MD 11/2019 06/2020
Pay Pal Hunt Valley MD 02/2017 07/2019
Unemployed Baltimore MD 08/2019 10/2019
N-Tech Solutions Columbia MD 08/2016 02/2017
Bank Of America, N.A. Columbia MD 08/2024 Present
  • 08/2021 → Present
    Columbia, MD
  • 01/2021 → 08/2021
    Fair Collections And Outsourcing
    Beltsville, MD
  • 06/2020 → 01/2021
    Unemployed
    Baltimore, MD
  • 11/2019 → 06/2020
    Mariner Finance
    Baltimore, MD
  • 02/2017 → 07/2019
    Pay Pal
    Hunt Valley, MD
  • 08/2019 → 10/2019
    Unemployed
    Baltimore, MD
  • 08/2016 → 02/2017
    N-Tech Solutions
    Columbia, MD
  • 08/2024 → Present
    Bank Of America, N.A.
    Columbia, MD
Other Businesses

I*3149279Entity Type: Entity For ProfitName of OBA: S.A.F.E ManagementAddress: Baltimore, Maryland, 21230Investment Related: NoPosition, Title, Association: EmployeeEmployee Start Date: 11/23/2025Number of Hours: 12, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Provides guest services for sport facilities and events. Guest Services I*4590277 Entity Type: Entity For Profit Name of OBA: Orioles Address: Baltimore, Maryland, 21201 Investment Related: No Position, Title, Association: Employee Employee Start Date: 05/30/2026 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: Sports Entertainment Guest Services assist guests with finding their seats answering questions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-27
  • S66 Uniform Combined State Law Examination
    2022-07-27

View on SEC IAPD

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