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Spencer Griffith

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Westlake Village, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-31
CA RA APPROVED 2024-01-04
  • TX RA
    APPROVED
    Since 2024-01-31
  • CA RA
    APPROVED
    Since 2024-01-04

Branch Locations

2815 Townsgate Rd, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Thousand Oaks CA 08/2022 Present
Northwestern Mutual Los Angeles CA 07/2021 12/2021
Camp Calabasas Calabasas CA 01/2019 06/2021
Camp Calabasas Calabasas CA 01/2022 07/2022
Sprouts Westlake Village CA 07/2018 12/2018
Agoura Hills High School Agoura Hills CA 01/2012 06/2018
California State University Northridge Northridge CA 08/2020 05/2023
  • 08/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Thousand Oaks, CA
  • 07/2021 → 12/2021
    Northwestern Mutual
    Los Angeles, CA
  • 01/2019 → 06/2021
    Camp Calabasas
    Calabasas, CA
  • 01/2022 → 07/2022
    Camp Calabasas
    Calabasas, CA
  • 07/2018 → 12/2018
    Sprouts
    Westlake Village, CA
  • 01/2012 → 06/2018
    Agoura Hills High School
    Agoura Hills, CA
  • 08/2020 → 05/2023
    California State University Northridge
    Northridge, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-03
  • S66 Uniform Combined State Law Examination
    2024-01-03
Other Names
  • Spencer David Griffith

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA
CARMANDALIAN FINANCIAL GROUP, LLC · WESTLAKE VILLAGE, CA

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