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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-11-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Smithfield | RI | 08/2021 | 05/2022 |
| Alexander'S Uniforms | Warwick | RI | 08/2020 | 06/2021 |
| University Of Rhode Island | Kingston | RI | 09/2015 | 05/2018 |
| University Of Rhode Island | Providence | RI | 08/2018 | 07/2019 |
| Russel Morin Fine Catering & Events | North Attleborough | MA | 06/2017 | 12/2018 |
| Dupuis Oil | Pawtucket | RI | 01/2011 | 05/2017 |
| Unemployed | Smithfield | RI | 07/2019 | 08/2020 |
| Unemployed | North Providence | RI | 06/2021 | 08/2021 |
| Citizens Securities, Inc. | Johnston | RI | 06/2022 | 04/2024 |
| Citizens Securities, Inc. | Johnston | RI | 04/2024 | 11/2025 |
| Td Bank N.A. | Hartford | CT | 11/2025 | Present |
| Td Private Client Wealth Llc | Hartford | CT | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-01-19 |
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