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Indian Trail, NC • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tactical Capital Llc | Charlotte | NC | 08/2021 | Present |
| Safeguard Medical | Charlotte | NC | 07/2020 | Present |
| Assembly Technologies | Charlotte | NC | 01/2020 | 07/2020 |
| Teleflex Inc. | Morrisville | NC | 02/2014 | 01/2020 |
SAFEGUARD MEDICAL, NOT INVESTMENT RELATED, HARRISBURG, NC, MEDICAL DEVICE DESIGN AND MANUFACTURING, GLOBAL DIRECTOR - QUALITY ENGINEERING, START DATE: JULY 2020, 160 HOURS PER MONTH, 140 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-25 |
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