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Current Employers
Catalyst Wealth Management Llc

1880 S Dairy Ashford Road Ste 300, Houston, TX 77077 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-23
  • TX RA
    APPROVED
    Since 2024-04-23

Branch Locations

Santa Fe, TX • United States

1880 S Dairy Ashford Road Ste 300, Houston, TX 77077 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors, Llc New York NY 11/2021 07/2022
Unemployed Santa Fe TX 08/2021 10/2021
Texas Farm Bureau-Shannon Ronning Enterprises, Llc Dickinson TX 12/2020 07/2021
Texas A & M University College Station TX 06/2015 12/2020
Gwn Securities Inc. Palm Beach Gardens FL 07/2022 04/2024
Catalyst Wealth Management Llc Houston TX 04/2024 Present
Innovation Partners Llc Charlotte NC 04/2024 Present
  • 11/2021 → 07/2022
    Equitable Advisors, Llc
    New York, NY
  • 08/2021 → 10/2021
    Unemployed
    Santa Fe, TX
  • 12/2020 → 07/2021
    Texas Farm Bureau-Shannon Ronning Enterprises, Llc
    Dickinson, TX
  • 06/2015 → 12/2020
    Texas A & M University
    College Station, TX
  • 07/2022 → 04/2024
    Palm Beach Gardens, FL
  • 04/2024 → Present
    Houston, TX
  • 04/2024 → Present
    Innovation Partners Llc
    Charlotte, NC
Previous Registrations
  • 2022-07-13 → 2024-04-16
    Palm Beach Gardens, FL
    Houston, TX
    Palm Beach Gardens, FL
Other Businesses

Garrett Travis John Ronning is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Catalyst Wealth Management LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of Catalyst Wealth Management LLC in such individual's outside capacity. Garrett Travis John Ronning is a licensed insurance agent. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of Catalyst Wealth Management LLC are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. Catalyst Wealth Management LLC addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. Catalyst Wealth Management LLC periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. Catalyst Wealth Management LLC will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by Catalyst Wealth Management LLC's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-08
  • S66 Uniform Combined State Law Examination
    2022-07-08
Other Names
  • Garrett Ronning

View on SEC IAPD

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