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Beth Allyson Griffin

Morgan Stanley

Scottsdale, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2014-05-16
TX RA APPROVED 2010-11-24
CA RA APPROVED 2010-05-13
  • AZ RA
    APPROVED
    Since 2014-05-16
  • TX RA
    APPROVED
    Since 2010-11-24
  • CA RA
    APPROVED
    Since 2010-05-13

Branch Locations

14850 North Scottsdale Road Suite 600, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Los Angeles CA 03/2010 Present
  • 03/2010 → Present
    Morgan Stanley Smith Barney
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-05
  • S66 Uniform Combined State Law Examination
    2005-07-05
Other Names
  • Beth Oberon
  • Beth Allyson Oberon

View on SEC IAPD

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