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Nicholas S Frangos

Morgan Stanley

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-02
AR RA APPROVED 2022-01-31
LA RA APPROVED 2022-01-31
  • TX RA
    APPROVED
    Since 2022-09-02
  • AR RA
    APPROVED
    Since 2022-01-31
  • LA RA
    APPROVED
    Since 2022-01-31

Branch Locations

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc New Orleans LA 10/2021 Present
N.W. Johnsen & Co. New Orleans LA 04/2018 09/2021
Arthur J. Gallagher & Co. New Orleans LA 09/2017 04/2018
Arthur J. Gallagher & Co. Baton Rouge LA 06/2016 09/2017
Morgan Stanley Private Bank, N.A. New York NY 03/2022 Present
  • 10/2021 → Present
    Morgan Stanley Smith Barney Llc
    New Orleans, LA
  • 04/2018 → 09/2021
    N.W. Johnsen & Co.
    New Orleans, LA
  • 09/2017 → 04/2018
    Arthur J. Gallagher & Co.
    New Orleans, LA
  • 06/2016 → 09/2017
    Arthur J. Gallagher & Co.
    Baton Rouge, LA
  • 03/2022 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*510407 - Crescent City Anglers, LLC; Investment related: Yes; New Orleans, Louisiana; Recreation; Member (proprietor, partner, officer, director, employee, trustee, agent); 10/2020; During business hours: 0; After business hours: 6; Labor/Service.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
  • S66 Uniform Combined State Law Examination
    2022-01-31

View on SEC IAPD

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Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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