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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-12
OH RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-08-12
  • OH RA
    APPROVED
    Since 2025-02-20

Branch Locations

Dayton, OH • United States

46 E Franklin St, Centerville, OH 45459 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wireless Express Dayton OH 08/2018 10/2018
Shred Shirts Llc Fairborn OH 01/2013 12/2019
Best Buy Beavercreek OH 09/2016 05/2018
Fifth Third Bank Centerville OH 10/2019 07/2022
Fifth Third Securities Centerville OH 08/2021 07/2022
The Huntington National Bank Beavercreek OH 07/2022 12/2024
The Huntington Investment Company Columbus OH 07/2022 12/2024
Ameriprise Financial Services, Llc Centerville OH 01/2025 Present
  • 08/2018 → 10/2018
    Wireless Express
    Dayton, OH
  • 01/2013 → 12/2019
    Shred Shirts Llc
    Fairborn, OH
  • 09/2016 → 05/2018
    Best Buy
    Beavercreek, OH
  • 10/2019 → 07/2022
    Fifth Third Bank
    Centerville, OH
  • 08/2021 → 07/2022
    Fifth Third Securities
    Centerville, OH
  • 07/2022 → 12/2024
    The Huntington National Bank
    Beavercreek, OH
  • 07/2022 → 12/2024
    Columbus, OH
  • 01/2025 → Present
    Centerville, OH
Previous Registrations
Other Businesses

Business Ownership; Mill Squad LLC; Owner; Retail; 5061 Durwood Rd, , Dayton, OH, 45429; Not Investment-Related; 06/01/2024; 1 to 9 hours per month; 0 during trading hours / Shred Shirts LLC; Owner; Retail; 5061 Durwood Rd, , Dayton, OH, 45429; Not Investment-Related; 01/01/2013; 0 hours per month; 0 during trading hours / Four Down LLC; Owner; Manage Ameriprise Business; 5061 Durwood Street, , Dayton, OH, 45429; Investment-Related; 05/15/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Chris Wysong LLC; Associate Financial Advisor. I assist with advisory services and administrative duties under Christopher Wysong's Ameriprise Financial business.; Manage advisory business; 46 E Franklin St, , Centerville, OH, 45459; Investment-Related; 02/05/2026; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-04-01
S63 Uniform Securities Agent State Law Examination 2022-02-07
  • S65 Uniform Investment Adviser Law Examination
    2022-04-01
  • S63 Uniform Securities Agent State Law Examination
    2022-02-07
Other Names
  • Larry K Mullett
  • Larry Keith Mullett
  • Larry Mullett
  • Keith Mullett

View on SEC IAPD

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