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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-10
AZ RA APPROVED 2023-11-22
  • TX RA
    APPROVED_RES
    Since 2025-01-10
  • AZ RA
    APPROVED
    Since 2023-11-22

Branch Locations

16744 E. Avenue Of The Fountains, Fountain Hills, AZ 85268 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Mesa AZ 08/2021 08/2022
J.P. Morgan Securities Llc Mesa AZ 08/2021 12/2023
The Cheesecake Factory Mesa AZ 10/2010 03/2020
Unemployed Gilbert AZ 04/2020 11/2020
Unemployed Chandler AZ 11/2020 07/2021
Jp Morgan Securities Llc Mesa AZ 09/2022 12/2023
Jp Morgan Chase Bank Na Mesa AZ 01/2024 Present
Jp Morgan Securities Llc Mesa AZ 01/2024 Present
  • 08/2021 → 08/2022
    Jpmorgan Chase Bank, N.A.
    Mesa, AZ
  • 08/2021 → 12/2023
    Mesa, AZ
  • 10/2010 → 03/2020
    The Cheesecake Factory
    Mesa, AZ
  • 04/2020 → 11/2020
    Unemployed
    Gilbert, AZ
  • 11/2020 → 07/2021
    Unemployed
    Chandler, AZ
  • 09/2022 → 12/2023
    Mesa, AZ
  • 01/2024 → Present
    Jp Morgan Chase Bank Na
    Mesa, AZ
  • 01/2024 → Present
    Mesa, AZ
Other Businesses

Entity Name: Hammer Engineering Investment related: No "Address: 1457 W Southern Ave Ste D26, Mesa, AZ 85202 www.hammereng.com" Nature of the other business: Automotive Position/Title/Relationship: Owner/Partner Start Date: 11/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Manufacturing and automotive maintenance and repair. I am a silent partner with no decision making or liability." Entity Name: Desert Auto Masters Investment related: No "Address: 1457 W Southern Ave Ste D26, Mesa, AZ 85202 www.Hammereng.com" Nature of the other business: Auto Repair & Maintenance Position/Title/Relationship: Owner/Partner Start Date: 11/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Auto repair and maintenance. I am a silent partner and have no direction, management or liability. They have a Chase account however I had no relationship with them prior."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-07
S63 Uniform Securities Agent State Law Examination 2021-11-02
  • S66 Uniform Combined State Law Examination
    2023-08-07
  • S63 Uniform Securities Agent State Law Examination
    2021-11-02
Other Names
  • Walker Lowes

View on SEC IAPD

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