Spencer Lee South

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-12

CA RA
APPROVED

Since 2024-08-12

Branch Locations

Los Angeles, CA • United States

610 Newport Center Dr Ste 1520, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tower 68 Financial Advisors	Newport Beach	CA	08/2021	Present
Anastasia Beverly Hills	Los Angeles	CA	02/2019	08/2021
Kendo Brands	San Francisco	CA	04/2015	11/2018
Lpl Financial Llc	Newport Beach	CA	08/2021	Present
N/A	San Francisco	CA	11/2018	02/2019

08/2021 → Present

Tower 68 Financial Advisors

Newport Beach, CA
02/2019 → 08/2021

Anastasia Beverly Hills

Los Angeles, CA
04/2015 → 11/2018

Kendo Brands

San Francisco, CA
08/2021 → Present

Lpl Financial Llc

Newport Beach, CA
11/2018 → 02/2019

N/A

San Francisco, CA

Other Businesses

1)12/07/2023 - Tower 68 Financial Advisors - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 08/2021 - 160 Hr/Mth 2)12/07/2023 - Notary - State of CA - Inv Rel - Start: 01/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-09

S66 Uniform Combined State Law Examination

2024-08-09