Louis Guajardo

Current Employers

Moonshot Planning Llc

Montclair, CA • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2025-02-27
CA	RA	APPROVED	2025-01-09

AZ RA
APPROVED

Since 2025-02-27
CA RA
APPROVED

Since 2025-01-09

Branch Locations

Montclair, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Minneapolis	MN	08/2021	11/2023
Best Buy	Orange	CA	10/2016	08/2021
Vons	Corona	CA	05/2015	10/2016
Brighter Days Planning Llc	Anaheim	CA	10/2023	Present
H&R Block	Anaheim	CA	11/2023	12/2023

08/2021 → 11/2023

Ameriprise Financial Services, Llc

Minneapolis, MN
10/2016 → 08/2021

Best Buy

Orange, CA
05/2015 → 10/2016

Vons

Corona, CA
10/2023 → Present

Brighter Days Planning Llc

Anaheim, CA
11/2023 → 12/2023

H&R Block

Anaheim, CA

Previous Registrations

2021-10-12 → 2023-11-28

Ameriprise Financial Services, Llc

Newport Beach, CA

Irvine, CA

Other Businesses

Moonshot Collective The business is not investment related. 3075 W Del Monte Dr Apt 104 Anaheim Ca The business is an educational community where we educate about business and personal finance. We provide resources such as budget trackers. We also post videos and podcast content to social media platforms. CEO/ Founder 08/2024 20 hours per week 4-8 hours I am the founder and CEO. I manage the business and also film, edit, and post all educational content.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-11-02
S65	Uniform Investment Adviser Law Examination	2021-06-09

S63 Uniform Securities Agent State Law Examination

2021-11-02
S65 Uniform Investment Adviser Law Examination

2021-06-09

Designations

View on SEC IAPD