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Luis Quiroga

J.P. Morgan Securities LLC

Dana Point, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-05-06
TX RA APPROVED 2024-05-06
  • CA RA
    APPROVED
    Since 2024-05-06
  • TX RA
    APPROVED
    Since 2024-05-06

Branch Locations

5 Monarch Bay Plaza, Dana Point, CA 92629 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Irvine CA 12/2015 04/2022
Bank Of America, N.A./Merrill Lynch Lake Forest CA 04/2022 04/2024
J.P. Morgan Securities Llc Irvine CA 08/2021 04/2022
J.P. Morgan Securities Llc Dana Point CA 05/2024 Present
Jpmorgan Chase Bank, N.A. Dana Point CA 05/2024 Present
  • 12/2015 → 04/2022
    Jpmorgan Chase Bank, N.A.
    Irvine, CA
  • 04/2022 → 04/2024
    Bank Of America, N.A./Merrill Lynch
    Lake Forest, CA
  • 08/2021 → 04/2022
    J.P. Morgan Securities Llc
    Irvine, CA
  • 05/2024 → Present
    J.P. Morgan Securities Llc
    Dana Point, CA
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Dana Point, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-21
S63 Uniform Securities Agent State Law Examination 2021-10-11
  • S66 Uniform Combined State Law Examination
    2022-07-21
  • S63 Uniform Securities Agent State Law Examination
    2021-10-11
Other Names
  • Luis Alberto Quiroga
  • Luis Alberto Quiroga Soria

View on SEC IAPD

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