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Dylan Thai

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2024-06-04
WV RA APPROVED 2022-12-21
KY RA APPROVED 2022-12-13
NC RA APPROVED 2022-12-13
VA RA APPROVED 2022-12-13
CA RA APPROVED 2022-10-20
  • DC RA
    APPROVED
    Since 2024-06-04
  • WV RA
    APPROVED
    Since 2022-12-21
  • KY RA
    APPROVED
    Since 2022-12-13
  • NC RA
    APPROVED
    Since 2022-12-13
  • VA RA
    APPROVED
    Since 2022-12-13
  • CA RA
    APPROVED
    Since 2022-10-20

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chase Scotts Valley CA 06/2019 08/2020
Goldstar Pasadena CA 06/2017 09/2017
Goldstar Pasadena CA 06/2018 09/2018
Santa Cruz Boardwalk Santa Cruz CA 04/2019 07/2019
Ucsc Santa Cruz CA 09/2017 06/2021
La Salle High School Pasadena CA 09/2013 06/2017
Modern Woodmen Of America Rock Island IL 01/2021 10/2022
Mwa Financial Service Inc Rock Island IL 08/2021 10/2022
Tcw Llc Los Angeles CA 10/2022 Present
Tcw Funds Distributors Llc Los Angeles CA 10/2022 Present
  • 06/2019 → 08/2020
    Chase
    Scotts Valley, CA
  • 06/2017 → 09/2017
    Goldstar
    Pasadena, CA
  • 06/2018 → 09/2018
    Goldstar
    Pasadena, CA
  • 04/2019 → 07/2019
    Santa Cruz Boardwalk
    Santa Cruz, CA
  • 09/2017 → 06/2021
    Ucsc
    Santa Cruz, CA
  • 09/2013 → 06/2017
    La Salle High School
    Pasadena, CA
  • 01/2021 → 10/2022
    Modern Woodmen Of America
    Rock Island, IL
  • 08/2021 → 10/2022
    Mwa Financial Service Inc
    Rock Island, IL
  • 10/2022 → Present
    Tcw Llc
    Los Angeles, CA
  • 10/2022 → Present
    Tcw Funds Distributors Llc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-01
S63 Uniform Securities Agent State Law Examination 2021-10-08
  • S65 Uniform Investment Adviser Law Examination
    2022-08-01
  • S63 Uniform Securities Agent State Law Examination
    2021-10-08

View on SEC IAPD

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DIMITRI JIMMY KRIKELAS
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Sarah Mushtaq Chhotani
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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
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GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
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