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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-15
  • CA RA
    APPROVED
    Since 2026-05-15

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock San Francisco CA 08/2021 11/2023
Blackrock Investments, Llc San Francisco CA 08/2021 11/2023
Sunlife Organics Calabasas CA 05/2016 02/2020
Institute For Global Futures San Francisco CA 07/2018 09/2018
Xpansiv San Francisco CA 06/2019 08/2019
Institution Of Global Futures San Francisco CA 07/2020 08/2020
Xpansiv San Francisco CA 06/2020 08/2020
University Of Southern California Los Angeles CA 08/2017 05/2021
Sand Hill Global Advisors, Llc Palo Alto CA 12/2023 04/2026
Ubs Financial Services Inc. Los Angeles CA 04/2026 Present
  • 08/2021 → 11/2023
    Blackrock
    San Francisco, CA
  • 08/2021 → 11/2023
    Blackrock Investments, Llc
    San Francisco, CA
  • 05/2016 → 02/2020
    Sunlife Organics
    Calabasas, CA
  • 07/2018 → 09/2018
    Institute For Global Futures
    San Francisco, CA
  • 06/2019 → 08/2019
    Xpansiv
    San Francisco, CA
  • 07/2020 → 08/2020
    Institution Of Global Futures
    San Francisco, CA
  • 06/2020 → 08/2020
    Xpansiv
    San Francisco, CA
  • 08/2017 → 05/2021
    University Of Southern California
    Los Angeles, CA
  • 12/2023 → 04/2026
    Palo Alto, CA
  • 04/2026 → Present
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-05-18
S66 Uniform Combined State Law Examination 2021-10-22
  • S63 Uniform Securities Agent State Law Examination
    2026-05-18
  • S66 Uniform Combined State Law Examination
    2021-10-22

View on SEC IAPD

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