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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-06 |
| TX | RA | APPROVED | 2024-02-06 |
| SC | RA | APPROVED | 2022-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2021 | 03/2022 |
| Self Employed | Mount Holly | NC | 07/2013 | 07/2021 |
| Mecklenburg County Parks And Recreation | Cornelius | NC | 06/2016 | 09/2018 |
| Guilford Technical Community College | Greensboro | NC | 08/2016 | 05/2017 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2017 | 12/2017 |
| Queen's University Of Charlotte | Charlotte | NC | 01/2018 | 05/2021 |
| Highland School Of Technology | Gastonia | NC | 01/2021 | 05/2021 |
| Robinhood Financial, Llc | Charlotte | NC | 03/2022 | 09/2022 |
| Robinhood Markets, Inc | Charlotte | NC | 06/2022 | 09/2022 |
| Lpl Financial Llc | Fort Mill | SC | 09/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 2021-10-04 |
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