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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-04
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2024-04-04
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

735 Santa Cruz Ave, Menlo Park, CA 94025 • United States

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Menlo Park CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Menlo Park CA 11/2016 Present
Previous Registrations
  • 2005-08-29 → 2011-01-03
    Wells Fargo Investments, Llc
    San Mateo, CA
    Menlo Park, CA
    San Mateo, CA
    Redwood City, CA
    Redwood City, CA
    Menlo Park, CA
Other Businesses

RENTAL PROPERTY; INV RELATED; REDWOOD CITY, CA; 100% OWNERSHIP; START 6/30/2016; 5 HRS PER MONTH, 0 HRS DURING TRADING; DUTIES: COLLECT RENT AND MAINTENANCE.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-27
  • S66 Uniform Combined State Law Examination
    2005-08-27

View on SEC IAPD

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