Jo Beth Mullens

Current Employers

Verity Asset Management

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2025-06-09
NC	RA	APPROVED	2024-04-03

NH RA
APPROVED

Since 2025-06-09
NC RA
APPROVED

Since 2024-04-03

Branch Locations

Hillsborough, NC • United States

280 S Mangum St Ste 550, Durham, NC 27701-3676 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Old Peak Finance	Chapel Hill	NC	05/2021	05/2022
Keene State College	Keene	NH	08/1995	07/2020
Unemployed	Hillsborough	NC	07/2020	05/2021
Verity Asset Management	Durham	NC	04/2024	Present
H&R Block	Hillsborough	NC	01/2023	Present
Unemployed	Hillsborough	NC	05/2022	01/2023

05/2021 → 05/2022

Old Peak Finance

Chapel Hill, NC
08/1995 → 07/2020

Keene State College

Keene, NH
07/2020 → 05/2021

Unemployed

Hillsborough, NC
04/2024 → Present

Verity Asset Management

Durham, NC
01/2023 → Present

H&R Block

Hillsborough, NC
05/2022 → 01/2023

Unemployed

Hillsborough, NC

Previous Registrations

2021-08-26 → 2022-04-19

Old Peak Finance

Chapel Hill, NC

Other Businesses

H&R Block, Inc.; Not investment-related; Hillsborough, NC; Tax Services; Employee; Tax Analyst; 01/2023; 100 hours per month; 80 during market hours; Tax preparation for and meetings with clients.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-08-06

S65 Uniform Investment Adviser Law Examination

2021-08-06

View on SEC IAPD