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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-26
  • TX RA
    APPROVED
    Since 2026-06-26

Branch Locations

108 Wild Basin Rd S., Ste 250, Austin, TX 78746 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Purshe Kaplan Sterling Investments Albany NY 03/2022 06/2022
Thrivent Advisor Network Dba 49 Financial Austin TX 03/2022 06/2022
Charles Schwab Austin TX 11/2021 02/2022
Unemployed Austin TX 08/2021 11/2021
The Alliance Nutrition Austin TX 01/2019 08/2021
Texas State University San Marcos TX 05/2017 08/2020
Westlake High School Austin TX 02/2012 05/2017
Lpl Financial Austin TX 07/2022 Present
Strategic Wealth Advisors Group Sacramento CA 07/2022 08/2022
Mariner Independent Advisor Network, Llc Sacramento CA 08/2022 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 03/2022 → 06/2022
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 03/2022 → 06/2022
    Thrivent Advisor Network Dba 49 Financial
    Austin, TX
  • 11/2021 → 02/2022
    Charles Schwab
    Austin, TX
  • 08/2021 → 11/2021
    Unemployed
    Austin, TX
  • 01/2019 → 08/2021
    The Alliance Nutrition
    Austin, TX
  • 05/2017 → 08/2020
    Texas State University
    San Marcos, TX
  • 02/2012 → 05/2017
    Westlake High School
    Austin, TX
  • 07/2022 → Present
    Lpl Financial
    Austin, TX
  • 07/2022 → 08/2022
    Strategic Wealth Advisors Group
    Sacramento, CA
  • 08/2022 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
Other Businesses

1) 07/20/2022 - Arakelian Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - Austin, TX - 0 Hrs/Mth - 0 Hrs During Trading. 2) 01/13/2025- Sail Financial- DBA for LPL Business (entity for LPL business)- Investment Related- At Reported Business Location(s) - Start Date 01/13/2025- 160 hours per month/ 2 hours during trading 3) 03/12/2025 - Blue Cross Blue Shield - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:03/10/2025 - 1 Hrs/Mth - 1 Hrs During Trading. 4) 07/07/2025 - Blue Cross Blue Shield of California - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:06/26/2025 - 1 Hrs/Mth - 0 Hrs During Trading. 5) 11/11/2025 - Empathic Wealth Partners - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/03/2025 - 1 hour per month/ during trading 6) 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-14
S63 Uniform Securities Agent State Law Examination 2022-03-04
  • S65 Uniform Investment Adviser Law Examination
    2022-05-14
  • S63 Uniform Securities Agent State Law Examination
    2022-03-04

View on SEC IAPD

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