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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-04-14
  • MN RA
    APPROVED
    Since 2025-04-14

Branch Locations

9742 Lyndale Ave S, Bloomington, MN 55420 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
North Star Resource Group Minneapolis MN 09/2021 03/2022
Express Employment Professionals Lakeville MN 06/2017 09/2017
Angie'S Artisan Treats, Llc North Mankato MN 01/2017 05/2017
Pinnacle Investments, Llc East Syracuse NY 02/2023 04/2024
Minnesota State University, Mankato Mankato MN 08/2013 12/2016
Securian Financial Services Saint Paul MN 03/2022 02/2023
Johnson Plastics Plus Burnsville MN 11/2017 05/2019
Unemployed Lakeville MN 09/2017 11/2017
North Star Resource Group Minneapolis MN 08/2022 02/2023
Metropolitan State University St. Paul MN 01/2018 08/2019
Fidelity Investments Oakdale MN 07/2024 04/2025
Wenger Corporation Owatonna MN 05/2019 04/2021
Cvs Pharmacy Lakeville MN 05/2024 07/2024
Securian Financial Services Saint Paul MN 09/2021 03/2022
University Of St. Thomas St. Paul MN 09/2019 05/2024
North Star Resource Group Minneapolis MN 03/2022 08/2022
Camping World Lakeville Lakeville MN 04/2021 06/2021
Fidelity Investments Boston MA 03/2025 04/2025
Wells Fargo Clearing Services, Llc Minneapolis MN 04/2025 Present
  • 09/2021 → 03/2022
    North Star Resource Group
    Minneapolis, MN
  • 06/2017 → 09/2017
    Express Employment Professionals
    Lakeville, MN
  • 01/2017 → 05/2017
    Angie'S Artisan Treats, Llc
    North Mankato, MN
  • 02/2023 → 04/2024
    East Syracuse, NY
  • 08/2013 → 12/2016
    Minnesota State University, Mankato
    Mankato, MN
  • 03/2022 → 02/2023
    Securian Financial Services
    Saint Paul, MN
  • 11/2017 → 05/2019
    Johnson Plastics Plus
    Burnsville, MN
  • 09/2017 → 11/2017
    Unemployed
    Lakeville, MN
  • 08/2022 → 02/2023
    North Star Resource Group
    Minneapolis, MN
  • 01/2018 → 08/2019
    Metropolitan State University
    St. Paul, MN
  • 07/2024 → 04/2025
    Fidelity Investments
    Oakdale, MN
  • 05/2019 → 04/2021
    Wenger Corporation
    Owatonna, MN
  • 05/2024 → 07/2024
    Cvs Pharmacy
    Lakeville, MN
  • 09/2021 → 03/2022
    Securian Financial Services
    Saint Paul, MN
  • 09/2019 → 05/2024
    University Of St. Thomas
    St. Paul, MN
  • 03/2022 → 08/2022
    North Star Resource Group
    Minneapolis, MN
  • 04/2021 → 06/2021
    Camping World Lakeville
    Lakeville, MN
  • 03/2025 → 04/2025
    Fidelity Investments
    Boston, MA
  • 04/2025 → Present
    Minneapolis, MN
Previous Registrations
  • 2025-03-31 → 2025-04-16
    Eagan, MN
    Oakdale, MN
    Boston, MA
  • 2024-07-26 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Oakdale, MN
  • 2023-08-15 → 2024-04-25
    Lakeville, MN
    East Syracuse, NY
    Eagan, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-10
S63 Uniform Securities Agent State Law Examination 2022-05-04
  • S66 Uniform Combined State Law Examination
    2023-08-10
  • S63 Uniform Securities Agent State Law Examination
    2022-05-04
Other Names
  • Richard Evan Prince
  • Richard Prince

View on SEC IAPD

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